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  • This blog is maintained by Stephen Filler, a New York-based attorney with expertise in business law, contracts, intellectual property and litigation. He has worked extensively in the photography, art, print and digital content industries representing photographers, artists, writers, stock photography companies, digital content websites, and businesses using photographs, art, text and digital content. He also represents of a wide variety of businesses, software, technology, media companies and individuals. He also provides legal and consulting services to sustainable, environmental and renewable energy businesses, non-profit organizations and trade organizations. His business website is www.nylawline.com.

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  • This website provides general information only and nothing in the website, including postings, comments or responses, constitutes legal advice or creates an attorney client relationship. Please contact an attorney for advice about the specifics of your situation.

April 02, 2007

Understanding Work for Hire

One of the most important copyright concepts for photographers is “work made for hire” and it’s one that many photographers do not fully understand.

A fundamental copyright principle is that copyright ownership originally belongs to the creator -- the person who fixes the work in tangible form. Generally, the person who clicks the camera shutter owns the initial copyright in the resulting photograph.

The major exception is if the photograph is a “work made for hire,” which can happen in two ways. First, if the person shooting the photograph is working within the scope of employment -- for example a newspaper’s employed staff photographer – the work will be a “work made for hire” owned by the corporation.

Second, a work may be a “work made for hire” if the photographer and the person ordering the work expressly agree in writing that that the photograph is a “work made for hire.” In such case, the photograph must also be “specially ordered or commissioned,” and must fit within one of the categories listed in Section 101 of the Copyright Act (a common category involving photographs is a contribution to a collective work such a magazine or newspaper). Because a court may find a work not to be a “work made for hire” even if that’s what the parties intended, a good “work made for hire” agreement will state that if the work is deemed not to be a “work made for hire,” the agreement will create an assignment of ownership from the photographer to the person ordering the work.

A trap may occur if a photographer does business through a corporation. In such case, the photographer must make sure that any copyright registration is consistent with how the business operates. For example, if a photographer takes “work made for hire” photographs as an employee of his/her corporation, the copyright registrations for such photos should indicate that the copyright is owned by the corporation. A court recently dismissed a photographer’s copyright infringement case because the copyright registration listed the photographer as owner when the work was a “work made for hire” and the corporation should have been listed. Morgan, Inc. v White Rock Distilleries, Inc., 230 F. Supp.2d 104 (D. Maine, 2002).

For more information on “work made for hire,” see United States Code, 17 United States Code Section 101, 201(b), Community for Creative Non-Violence v. Reid, 109 S.Ct. 2166, 490 US 730, 104 L.Ed.2d 811 (1989), and Copyright Circular 9.

March 26, 2007

Obtaining Copyright Damages – Why Registration is Critical

Question one in a copyright infringement case is whether the work has been registered with the U.S. Copyright Office. This is because -- even though photographers have copyright protection from the moment they shoot -- the protection is often useless if the image was not registered prior to the infringement (or within three months of its first publication).

Registration is required to recover attorney’s fees and statutory damages -- which is often the stick that causes infringers to pay without litigation. Courts may award statutory damages between $750 and $30,000 per work; the minimum damage award is reduced to $200 if the infringement is innocent; and the maximum increased to $150,000 if willful. Willful infringement usually means knowledge of copyright protection, which is a good reason to place a copyright notice on all of your work.

Courts have enormous discretion in awarding statutory damages, and usually make a gestalt judgment considering factors such as compensation, deterrence, the value of the copyright, and the infringer’s state of mind. Even with a finding of willful infringement, a court recently found that a $30,000 statutory award was appropriate. Getaped.com, Inc. v. Cangemi, Shields and Ski Cycle Hut, 188 F.Supp.2d 398 (D.C.N.Y. 2002).

Without registration, actual damages or profit must be proven. For photographs, actual damages is often the fair market value of a license of the image; and profits, especially if the work was used in advertising, are difficult to prove.

In Jack Mackie v. Connie Rieser and Seattle Symphony Orchestra Public Benefit Corporation, 296 F.3d 909 (9th Circuit, 2002), Mackie created a figurative work entitled “The Tango.” The Seattle Symphony used an unauthorized scanned image of “The Tango” in a photomontage as part of a 24-page page promotional brochure for its 1996-1997 season that was mailed to 150,000 individuals.

Mackie sued for infringement. The work had not been registered, so Mackie sought actual damages, including a hypothetical royalty payment. The Court ruled that Mackie was only entitled to $1,000 in damages -- representing “what a willing buyer would have been reasonably required to pay a willing seller for [the] work” -- and disregarded Mackie’s allegation that he would have licensed the work pre-infringement for $85,000.

The Court also rejected Mackie’s claim for the “indirect profits” that the Symphony generated from subscription sales arising from its use of “The Tango” in the brochure.

If “The Tango” has been used “directly” in a product sold by the Symphony -- a t-shirt, say -- Mackie could have recovered damages by establishing the Symphony’s “direct profits” from gross sales of the product. The defendants then could show what portion of the gross was not attributable to the infringing work.

However, since “The Tango” was used in a promotional brochure to sell subscriptions, Mackie was required to establish a sufficient causal link between the use of The Tango,” and the Symphony’s “indirect profits” in its subscription sales. Here, there were so many reasons that an individual might subscribe having nothing to do with the infringing work-- the Symphony’s reputation, the conductor, the musicians, the concert dates, other components of the brochure -- that the Court found that there was no sufficient causal link between the use of the image and the Symphony’s sales

This case is an excellent example of the importance of registration. Even though there was a clear copyright infringement, Mackie received only a $1,000 award, which made a small dent in the tens of thousands of dollars in legal fees that were likely expended in the litigation.

March 14, 2007

You May Lose Your Copyright Rights if You Sit on Them

Let's say you’ve granted, and been paid for, a license for one of your images to be used in a company’s promotional brochure for one year. Do you have a duty to investigate whether the company is still using your image after the term expires? Subsequently, you learn that the company, in fact, continued using the image beyond the first year. If you then wait several years before bringing a copyright infringement action, will you still be able to prosecute your claim?

As a matter of good business practice, you should try to investigate whether your licensees are exceeding the terms of your licenses. This is especially true for businesses who are not accustomed to the licensing industry and who have a tendency to “forget” that copyright licenses, like all good things, must pass. However, as a legal matter, you generally have a duty to investigate whether the licensee continued to use the work after the term expired or otherwise exceeded the scope of the license. Although courts have in some circumstances imposed this duty on licensors, copyright owners as a general matter do not have “a never ending obligation to discover whether anyone to whom [it] ever supplied [its work] would copy it. The Copyright Act does not recognize such an obligation." MacLean v. Mercer-Meidinger-Hansen, Inc., 952 F.2d 769, 780 (3d Cir. 1991). This is good news, because it would add a tremendous expense if copyright owners were required to always actively police their licensees for unpermitted uses.

However, once a copyright owner learns of an infringement, it is important to act quickly. If you do not, you may well be “estopped” -- or prevented from bringing a claim -- pursuant to the doctrine of “laches.” The key question is whether you continued to permit the infringement even after you had knowledge of the unlawful use. In the case of Silva v. MacLaine, 697 F. Supp. 1423 (E.D. Mich 1988), for example, the plaintiff was estopped from bringing a copyright infringement claim involving plaintiff’s copyrighted material allegedly used in defendant’s book. Because plaintiff reviewed defendant’s manuscript in 1981, received an autographed copy of the book in 1983, and was later informed of a television series made from the book – and never objected – the court found that plaintiff was estopped from bringing a claim. If the defendant incurs great expense in producing, printing or distributing the copyrighted material, it will be even harder to stop a use after having knowledge of the infringement.

As a matter of good business practice, you should make sure your licensees do not exceed the scope of their licenses. As matter of good legal practice, however, you must act on an infringement as soon as you learn about it, or you may lose your rights.

February 28, 2007

Gentieu Litigation Shows Brute Force of the Courts

Gentieu1_1 Although we like to think of our legal system as a fair forum that grants majestic justice from on high, for Penny Gentieu in her recent litigation with Getty Images it was more like a back alley extortionist that threatened to crack her knees unless she dropped her claims and walked away.

For nearly twenty years, Gentieu has been a successful photographer known for her stylish and distinctive images of babies floating above white backgrounds. Although Gentieu had a successful relationship in the 1990’s with stock agent Tony Stone Images, the relationship soured when Getty acquired Stone, and Gentieu refused to sign Getty’s new and more onerous contract (including a reduction in royalty from 50 to 40%).  Around the same time, Getty solicited other photographers -- with contracts more favorable to Getty -- to shoot baby images similar to Gentieu’s, which Getty then licensed.  Gentieu’s royalties declined substantially in 1998, 1999, and 2000. 

In January 2000, Gentieu sued Getty, claiming that Getty owed Gentieu royalties eventually totaling more than $100,000.  Gentieu also claimed that Getty’s solicitation, creation and licensing of the competing images was a breach of contract and fiduciary duty.  Finally, Gentieu claimed that many of the resulting images were substantially similar to her images and infringed her copyright. 

In March, 2003, Judge Milton Shadur of the United States District Court for the Northern District of Illinois granted summary judgment for Getty. Gentieu v. Tony Stone Images/Chicago Inc. et al,  255 F. Supp. 2d 838 (N.D. Ill, 2003). Getty1_3 The judge believed -- even accepting the evidence in a light most favorable to Gentieu -- that no reasonable jury could find in Gentieu’s favor. As a result, Gentieu got no trial and no jury.  As an example, the Court found that the Getty Image to the right did not infringe upon Gentieu's image displayed above.

Similarly, the court dismissed Gentieu’s claims of breach of contract and fiduciary duty. Shortly before the summary judgment motion was argued, Getty paid Gentieu for past royalty fees in the amount of $111,045.71. The remaining issue concerned the important question of what are an agent’s obligations to a principal -- in this case a photographer -- when the agent represents numerous principals.  In particular, was Getty liable “when it actively . . . commission[ed] images from other photographers to replace images that it had . . . from Gentieu”?

Even though there was little precedent on this issue and without the benefit of a trial, the Court held that Getty’s obligations were minimal, summarily concluding that “the very nature of the stock photography business requires that the stock agency solicit images on the same subject so that it can offer clients a menu of images to choose from.” 

Gentieu filed a notice of appeal and still had reason to be hopeful. Complicated matters are commonly reversed on appeal, especially copyright cases concerning which elements of a photograph are protectable, an issue that has been notoriously difficult for judges.

But what Judge Shadur did next made it virtually certain that Gentieu would have no trial and that no appeals court would review his decision. In August, 2003, the Judge granted Getty’s motion for attorneys’ fees in the amount of  $728.308.23 -- an extraordinary amount, especially given that there had been no trial and that it took nearly three years for Getty to acknowledge and pay over $100,000 in undisputed royalty fees.  What’s more, even though the appeal was fully briefed and oral argument was set for October, 2003, the Court ordered that the attorneys’ fee judgment be paid by September 12.

Getty quickly sought to execute the judgment -- which would have happened before the appeal took place unless Gentieu was able to post a substantial bond (she wasn’t). Gentieu suddenly faced the real prospect of losing not just her tangible assets, but also all rights to her entire image collection.

Getty, too, apparently didn’t want the case to be heard on appeal and quickly made Gentieu an offer she could not refuse.  If Gentieu would drop her appeal and her claims, Getty would drop any claim to attorneys’ fees. Additionally, Getty agreed to pay $40,000 in attorneys’ fees to Gentieu’s lawyer. After a four year fight and facing the possibility of losing everything, Gentieu accepted the offer.

This conclusion, and indeed the entire litigation, is a tragedy of the legal system. Gentieu had substantial copyright and contract claims that were important not just to her, but that raised important questions about copyright and the duties that an agent owes to a principal.

Instead of providing a forum where these important disputes could be fairly resolved, Judge Shadur complained about the “imposition to have been compelled to parse all of the photographs presented in this record,” and showed personal disdain for Gentieu and her attorneys, claiming their arguments were “absurd,” “frivolous” and “obviously ascribable to an over exaggerated sense of self importance.” 

The Judge even seemed to relish in what he did to Gentieu, finding that her claims had been “torpedoed,” that she was “dead to rights,” and in spite of her “attempts to squirm,” she “was a dead-bang loser.” Unfortunately, Judge Shadur’s strong-arm tactics not only denied Gentieu a fair forum to fully litigate her dispute, but will likely discourage other artists from protecting their rights against the entertainment media.

Originally Published:  July 2004, Illustrator's Partnership.  For a comparison of more images in the litigation, click here.

February 14, 2007

Collaborating on Photographs May Create Ownership Issues

Photographers who work collaboratively on photo shoots might be surprised to learn that even if they shoot the camera, they are not necessarily the sole copyright owner of the resulting images. A person may become a co-owner in the copyright in a photo -- not only by clicking the shutter -- but also by selecting and arranging the photo’s subject matter, making decisions about composition and camera angles, or by determining the lighting.

For example, the Federal Appeals Court in California recently ruled in 2002 that the copyright in a group of photographs was jointly owned by both the photographer and the writer who collaborated with the photographer on the shoot. Brod v. General Publishing Group, Inc. 32 Fed. Appx. 231,, 2002 Copr. L. Dec. P 28. 396 (9th Cir. 2002).

The writer, who was working on a book about vintage television sets, approached the photographer to take photos for the book. The writer arranged for the shoot and the parties collaborated in cleaning and setting up the televisions. Although the photographer triggered the shutter, the writer viewed preliminary Polaroid test photographs and made suggestions regarding composition. After the photographer developed the images, the writer incorporated, arranged and enhanced the photos for inclusion in the book.

Several years later the writer found a publisher, the book was published, and the photographer received sole copyright credit for the photos. The writer never contacted the photographer about the book’s publication, and when the photographer learned of the publication, he sued for copyright infringement

The Court found that the writer and the photographer were co-owners of the copyright and dismissed the complaint because co-owners cannot be sued for copyright infringement. Under the Copyright Act, copyright vests in more than one author if: 1) each person makes an independently copyrightable contribution to the joint work; and 2) the parties intend to be co-authors where their contributions are merged into an inseparable or interdependent part of a unitary whole. The Court found that the writer’s contributions -- his conception for the photos, his selection and location of the televisions and his decisions regarding composition -- were sufficiently original and expressive to constitute a copyrightable contribution. Even though the photographer was given copyright credit for the photos in the book, the Court found that the parties objectively intended to be co-authors of the work.

The law concerning co-ownership is fact specific and varies in different jurisdictions, but photographers can avoid this result by entering into appropriate agreements that specify ownership and royalty rates with their collaborators. Also, although a co-owner cannot be sued for infringement, co-owners do have an obligation to account to each other for profits.

February 08, 2007

Copyright Protection in Photographs Limited by the Real World

As with all areas of intellectual property, copyright issues in photography   often boil down to, "What can I protect?" and "What can I prevent   others from using?" But in many ways, photography is unique. In contrast   to works of music, literature and other visual arts, photographs contain relatively   objective depictions of real world subject matter. Because photographs generally   are not created from "whole cloth" -- but include subject matter that   is in the public domain, owned by others, or not protected by copyright -- copyright   in photographs is often not as broadly protective. In other words, it is "thinner,"   than other works of art.

A recent decision by the Ninth Circuit Court of Appeals illustrates the   limitations in protecting real world elements in photographs ((Ets-Hokin   v. Skyy Spirits, Inc., 323 F.3d 763 ((9th Cir. 2003)). Ets-Hokin   was retained by Skyy Spirits to photograph its vodka bottle for advertising.   Ets-Hokin delivered three photos, each containing a side-lit Skyy Vodka bottle   displayed in front of a plain white or yellow backdrop. Instead of using these   images, Skyy hired and used similar images from other photographers. Ets-Hokin   sued, alleging that the newer images infringed his copyright.

Initially Skyy claimed that Ets-Hokin had no independent copyright in the images   separable from Skyy’s underlying right in the bottles. But three years ago,   the Court held that Ets-Hokin’s many photographic judgments made his images   sufficiently "original" to be copyrightable.

Although Ets-Hokin won the earlier battle, he recently lost the war. In March,   the Court ruled that even though his images had copyright protection, the newer   images were not infringing, as a matter of law, and dismissed his lawsuit.

The Court specifically found that the newer images were very similar to Ets-Hokin’s.   But the similarity arose because both images shot a similar real world object   -- the Skyy bottle -- that was unprotected by copyright. The Court stated that   there can be no copyright infringement resulting from similarities that arise   because "the idea underlying the work can be expressed only in one way"   (the doctrine of "merger"), or where "the expression embodied   in the work necessarily flows from a commonplace idea" (the doctrine of   "scenes a' faire").

The similarity of the images was "inevitable, given the shared [and unprotectable]   concept, or idea, of photographing the Skyy bottle." In contrast, the court   found that the elements that were protected by copyright -- the lighting, angles,   shadows, highlights, reflections and background -- were all different.

Originally Published: PhotoStockNotes, 2003

February 01, 2007

Moral Rights May Protect Photographers In Limited Circumstances

Although the United States does not generally recognize “moral rights,” in some situations “moral rights” will give photographers added protection.

Copyright includes the right to use, reproduce, display, and copy a photograph. If and when the copyright is transferred or assigned, however, a photographer cannot generally control whether he or she will receive credit for the photo, or whether the work may be changed -- unless the recipient so agrees.

The situation is different in countries, like France that recognize moral rights. Known in French as “droit moral,” moral rights give artists the perpetual and non-assignable right to be credited as the creator of the work (the “right of attribution or paternity”) and the right to prevent degradation of the work (the right of integrity). French moral rights also include the right to determine when a work will be released to the public (the “right of disclosure”) and, with certain conditions, the right to recall the work from the public (the “right of withdrawal”). In a famous example in 1995, the heirs of director John Huston prevented a French broadcast of a colorized version of “The Asphalt Jungle” because such colorization violated Huston’s right of integrity in the movie.

In 1990, Congress created limited moral rights in the U.S. when it amended the Copyright Act with the Visual Artists Rights Act (“VARA”). 17 U.S.C. Section 101 et. seq. VARA created a limited rights of attribution and integrity in “works of visual art,” existing for the life of the artist. To be eligible for protection, the artist must be of “recognized stature” or the artist’s “honor or reputation” must be prejudiced by a modification of the work. A “work of visual art” is limited to a work produced in a limited edition of 200 or fewer copies numbered and signed by the artist. Photographic stills must be “produced for exhibition purposes only, existing in a single copy that is signed by the [photographer], or in a limited edition of 200 copies or fewer that are signed and consecutively numbered by the [photographer].” “Works of visual art’ do not include works made for hire, or works that are utilitarian, promotional or advertising.

A 2003 New York case held that works created for political purposes are “promotional” and not protected by VARA. Joanne Pollara, an artist, created a large banner supporting legal services for the poor on behalf of the Gideon Coalition, a non-profit organization advocating for indigent legal services.  As part of Gideon’s lobbying efforts, it displayed the banner at an information table near the Statehouse in Albany without a proper permit. After a state employee removed and tore the banner, Pollara sued, claiming that the banner was deliberately destroyed in violation of VARA.

The United States Court of Appeals for the Second Circuit dismissed the case, ruling that the banner was “promotional” and not protected by VARA.  Pollara v. Seymour, 344 F.3d 265 (2d Cir. 2003). According to the Court, “the purpose of the [banner] was to attract public attention and publicity to the [Gideon] information table.” Therefore the banner had a promotional purpose and the artist was not protected by VARA.

January 24, 2007

Copyright Protection and Subject Matter in Photographs

As with all areas of intellectual property, copyright issues in photography law often boil down to questions of: What can I protect? And what can I prevent others from using?

But photography is unique. Because photographs are not generally created from “whole cloth” -- but include subject matter that is often freely viewable, in the public domain, or owned by others -- copyright in photographs is sometimes “thinner” than in other works where the borrowed elements are not so visible.

In contrast to works of music, literature and many other visual arts, photographs contain relatively objective depictions of real world subject matter. As a result, it is important for those counseling the photography industry to understand how the law treats the relationship of subject matter to photograph.

How different must a photograph be from its underlying subject matter to be protectible? What elements added by the photographer are protectible? What protection does a photographer have when the subject matter is controlled by a third party?

For a work to be copyrightable, it must be fixed in a tangible form and be an “original” work of authorship.”  The United States Supreme Court has stated that “[t]he sine qua non of copyright[ability] is originality” and that “[o]riginal, as the term is used in copyright, means only that the work was independently created by the author . . . and that it possesses at least some minimal degree of creativity.”[ii] When a photograph is created very objectively and is almost identical to its subject matter, a question arises of whether the photograph has sufficient “originality” to be copyrightable.

It had been believed that almost any photograph had such “originality.” In Bridgeman Art Library, Ltd. v. Corel Corp., however, Judge Kaplan of the Federal District Court for the Southern District of New York held that a group of skillfully rendered photographic depictions of public domain art works were not “original” for copyright purposes.[iii]

Bridgeman Art Library acquired the right to license photographic transparencies and digital images of public domain works.  It sought images that copied the underlying works as faithfully as possible without any addition, alteration or transformation.  Corel sold a CD-ROM containing images controlled by Bridgeman. Bridgeman sued, claiming ownership in the copyrights of the transparencies and digital images and alleging copyright infringement.

Although the Court recognized that faithful photographic replication of the original works required substantial skill and effort, it held that Bridgeman did not own the copyright in the resulting images.[iv] “Slavish copying” of another work, even where it reproduces the work into a different medium, does not have sufficient “originality” to be copyrightable.[v]

Notwithstanding Bridgeman, courts still have required only a minimal level of “originality. In Eastern America Trio Products v. Tang Electronic Corp, for example, Judge Kaplan also held that defendant infringed plaintiff's copyright by using plaintiff's photographs in its own catalogs.[vi] Defendant claimed that the images were of common, industrial items and lacked sufficient “originality” to be protectible.  The Court disagreed, finding “originality” in the lay-out, angles and lighting of plaintiff’s images. The Court noted that there is a “very broad scope for copyright in photographs, encompassing almost any photograph that reflects more than 'slavish copying.’” “Originality” may be founded upon other factors such as choice of subject matter, timing, and selection of camera, film or lens.[vii]

Derivative Works Must be Non-Trivial and Not Affect the Scope of Protection in Underlying Materia

As part of the “originality” requirement of copyright, a “derivative work” must be sufficiently distinguishable from the work upon which it is derived. The Copyright Act defines a derivative work as:

“[A] work based upon one or more pre-existing works, such as a[n] . . . art reproduction . . . or any other form in which a work may be recast, transformed, or adapted. A work consisting of editorial revisions, annotations, elaborations, or other modifications which, as a whole, represent an original work of authorship, is a ‘derivative work.’”[viii]

Copyright in a derivative work “extends only to the material contributed by the author of such work, as distinguished from the preexisting material employed in the work . . . .”[ix] Furthermore, to be copyrightable, “the original aspects of a derivative work must be more than trivial,” and must not “affect the scope of any copyright protection in the preexisting material.”[x]

In Ets-Hokin v. Skyy Spirits, Inc.,[xi] photographer Ets-Hokin was retained by Sky Spirits to photograph its vodka bottle for advertising.  Ets-Hokin granted limited licensing rights to Skyy and delivered three photographs, each containing a side-lit Skyy Vodka bottle displayed in front of a plain white or yellow backdrop.

Skyy then hired other photographers to shoot the bottle and used their photographs instead. Ets-Hokin sued, claiming copyright in his original images.  He alleged that the newer images were substantially similar to his and therefore violated the license agreement and infringed his copyright.  Skyy claimed that Ets-Hokin had no independent copyright in the images separable from Skyy’s underlying right in the bottles.

The lower court agreed and dismissed Ets-Hokin’s claim.  It found that the photographs were derivative works of the bottle’s copyrighted material and trade dress. Because the differences between the images and the bottle were “trivial,” and granting copyright in the images would deprive Skyy of its right to create derivative works of its bottle, the trial court found that Ets-Hokin had no copyright protection in the images.[xii]

On appeal, however, the Court of Appeals for the Ninth Circuit reversed, holding that the images had copyright protection independently of the bottle.[xiii] First, the many photographic judgments that went into shooting the Ets-Hokin images satisfied the “originality” requirement.[xiv]  Second, the photographs were not derivative works. Although every photograph is “derived” from its subject matter in a colloquial sense, a “derivative work” under the Copyright Act must be based upon a preexisting work that is itself copyrightable.[xv] The Court found that the Skyy vodka bottle was a utilitarian object unprotected by copyright.[xvi]

Since the Ets-Hokin images were protected by copyright, the Court remanded the matter to determine whether the newer images infringed.[xvii]

Infringement Must Be of Protectible Element

Even with a valid copyright, an infringement action will lie only if the “the allegedly infringing work is substantially similar to the [original] work with regard to its protected elements.”[xviii] When two photographers shoot images of the same subject matter, however, it can sometimes be problematic to determine what is a protected element.

In Leigh v. Warner Bros. Inc., the Court of Appeals for the Eleventh Circuit addressed which elements of a photographer’s contributions are protectible.[xix] Photographer Jack Leigh owned the rights to and was photographer of the famous “Bird Girl” cover from the book “Midnight in Garden of Good and Evil.” Leigh had been commissioned by Random House to photograph the cover, and he chose the Bird Girl statue located in Savannah, Georgia’s Bonaventure Cemetery as evocative of the book’s mood and themes.  The statue had been sculpted by Sylvia Shaw Judson, and one copy had been purchased and placed in a family plot in the cemetery.

When Warner Brothers made a film version of the book, it included another photographer’s images of the Bird Girl statue in both the film and its promotional material.  Leigh then sued Warner Brothers for, among other things, copyright infringement. Since the parties did not dispute Leigh’s copyright in his photograph, the issue was which elements of the photograph were protectible and whether defendant infringed on those element.

Although Leigh selected the statue and created its association with the “Midnight” story, the Court held that Leigh could not prevent Warner Brothers from utilizing that association.  Since copyright protects only original expression and not ideas, Leigh had no copyright in the “idea” of that association.[xx]  Also, Leigh’s copyright did not cover the appearance of the statute or the cemetery, because Leigh had no rights in either.[xxi]

Nevertheless, the Court found that material portions of Leigh’s photograph were protectible.  These included those expressive “elements of craft [such as] selection of lighting, shading, timing, angle and film.”[xxii] Warner Brothers thus infringed to the extent that the film and promotional images were “substantially similar to [Leigh’s photograph] with regard to [these] protected elements.”[xxiii]

After comparing how the respective images portrayed the virtually identical subject matter, the Court held that the film sequences were not infringing as a matter of law because they were not substantially similar to protected elements of the photograph.[xxiv] The Court found, for example one non-infringing sequence from the film where -- in contrast to the photograph -- the cemetery was shrouded in fog, the Bird Girl’s head was cropped, and the image contained a Celtic cross.[xxv]

With regard to the promotional images, however, the similarities were significant enough for the Court to require a jury to decide the question of infringement.[xxvi]  In both Leigh’s photograph and most of Warner Brothers’ stills, the images were monochrome and bordered on the top with Spanish moss, shot from a low position, with light enveloping the statue that was situated close to the center of the image.[xxvii]

Party who Owns and Controls Subject Matter is not a Joint Author

A somewhat different issue arises when a party hires a photographer to photograph subject matter that is owned or controlled by the hiring party. Generally, the parties’ relationship will be governed by whatever licensing agreement exists between the parties. However, in several recent cases, the hiring party claimed ownership of photographs as a joint author because of its ownership and control of the subject matter.

In Natkin et al v. Winfrey et al.,[xxviii] for example, defendants (“Winfrey”) had retained plaintiffs to photograph the “Oprah Show” and its guests. Winfrey then published a book containing eleven of these photographs.  The photographers sued, alleging copyright infringement and claiming that they had only granted rights for the images to be used for publicity purposes.

Winfrey argued, among other things, that because she controlled the underlying subject matter -- Oprah, the guests, their clothes and expression, the sets, and the “look” and “mood” of the show  -- she was a co-author and jointly owned the copyright in the photos with the photographers.  She was free, therefore, to include the photos in her book.

The Court disagreed. “[T]o establish co-ownership of the photograph copyrights, the defendants must show that ‘the parties intended to be joint authors at the time the work was created [and] . . . that [their] contributions to the works were independently copyrightable.’”[xxix] Although the Court found that evidence as to the parties’ intent was ambiguous, defendants’ contributions to the photographs were not independently copyrightable.[xxx] The Court pointed to Copyright Office rules that “the nature of the thing depicted or the subject of the photograph . . . is not regarded as a copyrightable element.”[xxxi] Winfrey therefore had no copyrightable interest in the photographs.

The Court found that a trial was necessary to determine whether defendants had been granted a valid license to use the images in their book.[xxxii]  The case subsequently settled.[xxxiii]

In conclusion, a photograph will have copyright protection if it has a minimal level of originality, which requires more than “slavish copying” of the underlying material. If the photograph is a derivative work, the photograph must have more than trivial differences with, and must not affect the scope of copyright protection of, the underlying work. To be successful on an infringement claim, the infringing work must be substantially similar to a protectible element of the original photograph. Finally, a photographer may share joint authorship with a third party if the parties intend the final work to be jointly owned, and if each party made a copyrightable contribution to the work.  Mere ownership or control of the subject matter will not suffice.

[i] 17 U.S.C. § 102(a).

[ii] Feist Publications, Inc., v. Rural Telephone Service Co., Inc., 499 U.S. 340, 345, 111 S.Ct. 1282, 1287, 113 L.Ed.2d 358 (1991)(citations omitted).

[iii] 36 F.Supp. 2d 191 (S.D.N.Y. 1999).

[iv] Id., at 197.

[v] Id.

[vi] 54 U.S.P.Q.2d 1776 (S.D.N.Y. May 3, 2000).

[vii] Id., at 1791. 

[viii] 17 U.S.C. §101.

[ix] 17 U.S.C. §103(b).

[x] Durham Industries, Inc. v. Tomy Corp., 630 F.2d 905, 909 (2d Cir. 1980).

[xi] 225 F.3d 1068 (9th Cir. 2000).

[xii] Id., at 1072.

[xiii] 225 F.3d 1068.

[xiv] Id., at 1077.

[xv] Id., at 1078-80.

[xvi] Id., at 1080-81.

[xvii] Id., at 1081-82.

[xviii] Leigh v. Warner Brothers, Inc., 212 F.3d 1210, 1214, (11 Cir. 2000)(citations omitted)(emphasis in original).

[xix] Id.

[xx] Id., at 1214 (citations omitted).

[xxi] Id., at 1215.

[xxii] Id.

[xxiii] Id. at 1214.

[xxiv] Id., at 1215.

[xxv] Id.

[xxvi] Id., at 1216.

[xxvii] Id.

[xxviii] 111 F.Supp.2d 1003 (N.D. Ill., 2000).

[xxix] Id., at 1010 (citations omitted).

[xxx] Id.

[xxxi] Copyright Office, Compendium II of Copyright Office Practices § 508.01 (1998 Supp.).

[xxxii] 111 F.Supp.2d at 1012.

[xxxiii] See http://chicagotribune.com/business/businessnews/article/0,2669,SAV-0008170343,FF.html. See also, SHL Imaging Inc. v. Artisan House Inc., 117 F.Supp.2d 301 (S.D.N.Y., 2000), where the Court held that plaintiff owned copyright in its photographs of defendant’s picture frames in that the images were original, and not derivative works, works for hire, or joint works.

Originally published 2001.

January 19, 2007

Copyright Registration Forms Must Be Completed Accurately and Honestly

Although completing the copyright application forms seems like a mundane clerical task, it is critically important that the forms be completed accurately and honestly.

If a court finds that an application registration is substantially misleading or contains knowingly false information, a Court may invalidate the registration. And even if you make an honest mistake in the application, this may give the infringer the grounds to raise the question of whether you knew about the mistake, which could lead to a trial on this issue, substantially increase the costs of litigation and significantly reduce the settlement value of your case.

One area where photographers can easily err is where the application asks if the work is a derivative work -- that is, a work that is based on, or that incorporates, a pre-existing work. This might occur, for example, if you shoot an image of a sculpture, or other artwork, that is itself subject to copyright protection. In this case, the application should acknowledge the preexisting work, and state what copyrightable material you have added.

In a 2003 decision by the 9th Circuit Court of Appeals, Lamps Plus v. Seattle Lighting Fixture, Co. (Oct. 6, 2003), defendant claimed that plaintiff’s registration was invalid because the application did not disclose the preexisting components in the work. The Court ultimately upheld the registration, finding this mistake was inadvertent and there was no intent to defraud the Copyright Office. But other courts have been not so kind when it appeared the registrant knew that there was pre-existing material but did not disclose it.

January 12, 2007

Federal Appeals Court Ok’s Online Image Search Engine

Photographers who display their images on the Internet should be aware of an important decision from several years ago by the appeals court in California.

In the continuing saga of Kelly v. Arriba Soft Corporation, the Court of Appeals for the Ninth Circuit in California, affirmed its prior ruling that an internet image search engine that copied and displayed thumbnail images was not a copyright infringement but rather a fair use. The Court also reversed its prior decision and remanded to the trial court the question of whether defendant’s display of full-sized images -- through inline links from third party sites -- was a copyright infringement.

Plaintiff Kelly is a professional photographer who displayed images on his website, and defendant Arriba, subsequently known as Ditto.com, operated an internet search engine that searched for and displayed images.

Arriba used a web crawler to search the web for images, and then downloaded copies of the images to its computers. Arriba then generated smaller, lower resolution thumbnails for display, and deleted the originals. When a user entered a search term into the query box, Arriba’s servers displayed thumbnails responsive to the search. After Arriba copied Kelly’s images into its database and made thumbnails returnable by search on the Arriba site, Kelly sued for copyright infringement.

The Court found that Arriba had copied Kelly’s images and displayed thumbnails without Kelly’s permission. Nonetheless, the Court ruled that this was not copyright infringement because the copying and display of the thumbnails was fair use.

Even though it was clear that Arriba’s purpose in displaying the images was commercial (e.g., it sold advertising on its site), Arriba’s use of the images was “transformative.” Kelly’s images were artistic works used to illustrate and esthetically portray the American West. In contrast, Arriba’s search engine did not use the thumbnails for illustrative or esthetic purposes, but rather as part of a tool to index and improve access to images on the Internet. Further, the thumbnails were of such low resolution that it was unlikely that a user would enlarge and use them, or that their use would harm the market or value of Kelly’s images.

The Court concluded that Arriba’s use of the thumbnails did not “supplant the need for the originals,” but instead “created a different purpose for the images” and benefited “the public by enhancing the information-gathering techniques on the internet.”

Originally Published 2003.

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